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Protocol Wealth

Disclosure archive

The 12 disclosures Protocol Wealth publishes directly, with the versions shown on this site. A published version is never edited: when a document is corrected, a new version is added. Some documents are shown in their current version only. Earlier versions of every document, including versions no longer shown here, are kept as part of the firm's records.

Each version records the SHA-256 of its PDF. If you were given a copy of a disclosure, you can confirm it is the document we published by comparing its hash to the value shown here.

12 disclosures,29 published versions. The current version of each document is also available on thedisclosures page.

Digital Assets & Onchain Activity Risk Disclosure

Options, Futures & Derivatives Risk Disclosure

OTC Digital Asset Derivatives, ECP & Counterparty Risk Disclosure

Cybersecurity Best Practices

Business Continuity, Trusted Contact & Financial-Exploitation

AI & Technology Use Disclosure

  • v2026.10.07currentmaterialv1.4 · effective 2026-10-07
  • v2026.09.30supersededmaterialv1.3 · effective 2026-09-30
  • v2026.09.26supersededmaterialv1.2 · effective 2026-09-26
  • v2026.09.17supersededmaterialv1.1 · effective 2026-09-17
  • v2026.09.03supersededmaterialv1.1 · effective 2026-09-03
  • v2026.07.08supersededv1.0 · effective 2026-07-08

Legal & Regulatory Disclosures

Affiliate Referral & Third-Party Provider Conflicts

no longer published Retired 2026-08-24. The firm does not operate the affiliate referral arrangements this disclosure described. Every version published before then is retained below.

Terms of Service

  • v2026.10.07currentmaterialv2.8 · effective 2026-10-07
  • v2026.09.30supersededmaterialv2.7 · effective 2026-09-30
  • v2026.09.25supersededmaterialv2.6 · effective 2026-09-25
  • v2026.08.28supersededmaterialv2.5 · effective 2026-08-28
  • v2026.08.25supersededmaterialv2.4 · effective 2026-08-25
  • v2026.08.13supersededv2.3 · effective 2026-08-13

ERISA and Retirement Plan Accounts Disclosure

Custody, Account Control & Digital-Asset Safekeeping

Privacy Policy

  • v2026.10.14currentmaterialv3.22 · effective 2026-10-14

Disclosures held elsewhere

These are published, but not through this archive. Each is listed with the reason and a link to the authoritative copy, so nothing is missing without an explanation.

  • Form ADV Part 2A - Firm Brochure

    Filed with the SEC. The authoritative copy is the one on IAPD, which carries its own filing history — republishing it here would create a second version record for a document whose versions the SEC already keeps.

  • Form CRS - Client Relationship Summary

    Filed with the SEC. Same reason as Form ADV Part 2A: IAPD holds the authoritative copy and its filing history.