Skip to main content
Protocol Wealth

Disclosure archive

Every version of the 14 disclosures Protocol Wealth publishes directly, retained permanently. A published version is never edited and never removed. When a document is corrected, a new version is added and the previous one stays here exactly as it was delivered.

Each version records the SHA-256 of its PDF. If you were given a copy of a disclosure, you can confirm it is the document we published by comparing its hash to the value shown here.

14 disclosures,18 published versions. The current version of each document is also available on thedisclosures page.

Fee & Billing Disclosure

How advisory, planning, retainer, digital-asset, and project fees are calculated and collected.

Financial Planning Services

Scope, process, fees, and limitations of non-discretionary financial planning.

Retainer, Project & Institutional Services

Additional terms for retainers, project work, treasury, and institutional engagements.

Digital Assets & Onchain Activity Risk Disclosure

Risks of crypto assets, DeFi, staking, lending, smart contracts, custody, and onchain activity.

Options, Futures & Derivatives Risk Disclosure

Risks of options, futures, margin, leverage, and derivatives strategies.

OTC Digital Asset Derivatives, ECP & Counterparty Risk Disclosure

Elective OTC crypto-linked options, swaps, borrow/lend, ECP, counterparty, and tri-party custody risks.

Custody, Account Control & Digital-Asset Safekeeping

How qualified custodians, wallets, client control, and digital-asset safekeeping are framed.

Privacy Policy

How we collect, use, share, and protect information.

Cybersecurity Best Practices

Security practices maintained by Protocol Wealth and expected client safeguards.

Business Continuity, Trusted Contact & Financial-Exploitation

Continuity of service, trusted-contact use, and protective financial-exploitation measures.

AI & Technology Use Disclosure

Use of software, analytics, automation, and AI-assisted workflows.

Terms of Service

Terms governing use of the website and related public digital services.

Legal & Regulatory Disclosures

Registration status, Finalis affiliation, dispute resolution, and additional legal terms.

Affiliate Referral & Third-Party Provider Conflicts

Client choice, compensation, and conflicts when affiliated or third-party providers are recommended.

Disclosures held elsewhere

These are published, but not through this archive. Each is listed with the reason and a link to the authoritative copy, so nothing is missing without an explanation.

  • Form ADV Part 2A - Firm Brochure

    Filed with the SEC. The authoritative copy is the one on IAPD, which carries its own filing history — republishing it here would create a second version record for a document whose versions the SEC already keeps.

  • Form CRS - Client Relationship Summary

    Filed with the SEC. Same reason as Form ADV Part 2A: IAPD holds the authoritative copy and its filing history.